companies is part of the conglomerate or a business group of a major shareholder and by nature of the core business the Company may need to form a relationship, reliance or competition against other
competition (a) Describe the marketing policies and characteristics of the core products or services, for example, competitive strategies (ex. price competition, service providing, warranty or product quality
panel. The contest against the administrative sanction order or adjudication of the SEC shall be filed with the Administrative Court of First Instance. Division 2 Criminal Sanction ____________________
, disclose the expenses spent on such research and development during the past three years. In case of none, specify so and explain the reason thereof as well. (2) Marketing and competition (a) Describe the
the upcoming competition after the liberalization of securities business license, the securities company shall use their judgement in specifying the appropriated office hours. So it’s deemed necessary
เหมาะสมซึ่งมีแหล่งอ้างอิงที่ได้รับการยอมรับเป็นการทั่วไป และเป็นราคาที่ผู้จัดการกองทุนไม่ทราบมาก่อน (ex-ante / forward price) ในการทำธุรกรรมเพื่อกองทุนภายใต้การจัดการของบริษัทจัดการเดียวกันเป็นวิธีการ
prepared for the upcoming competition after the liberalization of securities business license in the future, this Notification is issued to determine the rules regarding permission to qualified securities
has flexibility in operating its business, able to increase its income and expand its customer to prepared for the upcoming competition after the liberalization of derivatives business license in the
competition with the management company’s operation, unless the management company can show that its organizational structure does not cause any conflicts of interest or has established effective policy and
investment manager for other persons in any manner which is similar to or in competition with the management company’s operation, expect where the capacity as such permanent staff member, executive or