being major shareholder of securities company. Clause 9 Where it is evident that any securities company has major shareholder not approved either by disqualified characters in accordance with Clause 4
space. The rent means compensations from performing such activities. Transactions on principal assets/with related persons Acquisition/disposal of principal assets Transaction size (X) in
are not standard transactions with an amount which is too high in comparison to the company's size. Evaluate the sufficiency of the internal control system at least once a year. Qualifications of