PowerPoint Presentation Procedure for Administrative Action and Appeal Filing Taking legal action(s) Administrative Action Civil Sanction Criminal Action Considering whether to constitute law
Summary of Class Action under the Civil Procedure Code Tanaporn Farungsang Litigation Department The Securities and Exchange Commission, Thailand (SEC) Definition Class action is a type of civil
PowerPoint Presentation Considering Whether it constitute law violation Taking legal action(s) Administrative Action Civil Sanction Criminal Action Considering whether offenses shall be extinguished
environment, and thus eventually improving the overall audit quality of the firms. Considering how essential audited financial statements are to users, especially those of listed companies, it is evident that
violation? In-dept investigation and Seeking further evidence End YES NO Considering whether to constitute law violation NO YES Taking legal action(s) Administrative Action Civil Sanction Criminal Action
Clause 28 Personnel in the capital market business shall not possess the following prohibited characteristics: (1) having deficiency in legal competency, being subject to legal action under the law
compelling case for action or destroy it. You may choose to write a letter from your own organization or may support a “collaborative” letter. Collaborative letters are usually written by one or more lead
Development Commission • Chairman of the Board of Directors, Thai Institute of Directors (IOD) • Committee Member, The Private Sector Collective Action Coalition Against Corruption, Thai Institute of Directors
without any change of information. SECTION 89/18 In addition to the action brought against a director under Section 85 and Section 86 of the Public Limited Companies Act B.E. 2535, in cases where the
accept no responsibility for loss occasioned by any person acting or refraining from action as a result of any views expressed in these pages. No one should act upon such information without appropriate