reviewed and audited by an sec-approved auditor in compliance with accounting standards of a public company limited (in case of financial statements ending on or after 31 December 2013, three most recent
be approved for public offerings in Thailand. Remark : Form 69 – CIS full forms an integral part of Form 35 – NRI CIS and Form 35 - retail ASEAN CIS . CIS Operator is required to complete
- retail ASEAN CIS in hard copies accompanied by all supporting documentation as specified in Form 35 - retail ASEAN CIS to the SEC Thailand for the ASEAN CIS application to be approved for public
derivatives. Any persons who wish to become a derivatives exchange must be a public company limited, have been granted a license from the SEC Board, and at least two-fifths of the total number of directors must
derivatives. Any persons who wish to become a derivatives exchange must be a public company limited, have been granted a license from the SEC Board, and at least two-fifths of the total number of directors must
Content Establishment of Mutual Funds 1. Filing an application A mutual fund management company may submit an application for approval of the establishment of retail fund and mutual fund for
Content Establishment of Mutual Funds 1. Filing an application A mutual fund management company may submit an application for approval of the establishment of retail fund and mutual fund for
serves not only as a fund mobilizing alternative for the public and private sectors but also an investment choice for all types of investors. The following diagram summarizes discrepancies and similarities
serves not only as a fund mobilizing alternative for the public and private sectors but also an investment choice for all types of investors. The following diagram summarizes discrepancies and similarities
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public