Translation (Unofficial Translation) PAGE (Unofficial Translation) Page 32 of 32 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ---------------------- Notification of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Rel...
ในการเรียนรู้เกี่ยวกับสภาวการณ์ของโลก (global awareness) เพื่อรองรับการผลักดันนโยบายของสำนักงาน 6.1 ด้านบุคลากร สนับสนุนให้พนักงานมีความสามารถในการเรียนรู้เกี่ยวกับสภาวการณ์ของโลก 6.2 ด้านกระบวนการ
systems, if needed, to ensure availability as required under (3). Clause 13 An intermediary shall create an awareness of IT policy and related procedures among its employees and contractors who are engaged
its business by maintaining corporate image and reputation including credibility of capital market essentially, as well as operates its business with reasonable awareness by taking account of time
โปรแกรมไม่ประสงค์ดี ณ จุดทางเข้า-ออก เครือข่าย (gateway) ของระบบเครือข่าย ( กำหนดให้ผู้ดูแลระบบ ติดตามข่าวสารเกี่ยวกับโปรแกรมไม่ประสงค์ดี อย่างสม่ำเสมอ ( สร้างความตระหนัก (awareness) เกี่ยวกับโปรแกรมไม่
image and reputation including credibility of capital market essentially, as well as operates its business with reasonable awareness by taking account of time, business manner or circumstance, and
computer network systems; (5) communicate protection measures with the users and arrange for the users to sign for acknowledgement and awareness of usage risks and the guidelines to control such risks; (6
4. Other objectives, e.g., capital for business cashflow Remarks : 1. Disclose the spending estimate classified by objectives, which may be done in the form of appropriate spending range, in the order
of the investment strategy; (6) notify the client of the following information before executing trading oders of capital market products pursuant to the portfolio advisory : (a) estimate of asset
liabilities related to the period or payable amount. The company is able to estimate respectfully such liabilities value and being an encumbrance has an opportunity to cause a business loss economic interest