Market Supervisory Board No. TorThor/Khor/Dor/Nor. 62/2552 Re. Determination for Securities Companies to Proceed with Customer Complaints ______________________ By virtue of Section 16/6 and Section 113 of
. Distribution Cost and Proceed to fund The Company incurred distribution cost and proceed to fund at THB 497 million compare to THB 374 million previous year. An increase mainly came from proceed to fund, since
authorities to proceed any necessary and appropriate actions to enable the private placement of the Company to be duly executed; 4. Proceeding any further necessary and appropriate actions to enable any matters
, and any evidences which are necessary and in connection with the SEC, the SET, and relevant agencies or authorities; and having authorities to proceed any necessary and appropriate actions to enable the
connection with the SEC, the SET, and relevant agencies or authorities; and having authorities to proceed any necessary and appropriate actions to enable the private placement of the Company to be duly
paragraph, the intermediary shall proceed completely before the date of commencement of securities or derivatives business. The first and second paragraph shall not be applicable to any intermediary who
Supervisory Board concerning Rules on Personnel in the Capital Market Business. For the appointment of the independent director under the first paragraph, the intermediary shall proceed completely before the
as to ensure that such complaint is handled within an appropriate period and following the procedures and means as determined in sub-clause (2); Clause 3 A derivatives broker shall proceed with a