income, subsidies from the Stock Exchange of Thailand, investment revenue and others. All criminal fines from offence cases under the law enforcement are to submit to the Ministry of Finance as revenue to
establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
has been completed; ● In case of unfair securities trading (such as price manipulation, insider trading, and dissemination of false statements), the SEC may proceed through criminal fining or criminal
, shareholders are entitled to claim on the company's behalf for damages or returns of benefits that such director had received as a result of his/her misconduct. In addition, the criminal and civil sanctions
civil suits lower than that of criminal cases? Ans. Yes - ป.วิ.พ. มาตรา 104 - ป.วิ.อ มาตรา 227 1/1 6 Can shareholder plaintiffs recover their legal expenses from the company? Ans. Yes regardless of
(criminal sanction) หรือมาตรการลงโทษทางแพ่ง ซ่ึงมีผลกระทบต่อผูมี้ส่วนไดเ้สีย ตอ้งจดัใหมี้ขั้นตอนการด าเนินการท่ีโปร่งใส เป็นธรรม ตรวจสอบได ้ และป้องกนัการทุจริต รวมทั้งจดัใหมี้ขั้นตอนรองรับ เพื่อเปิดโอ