is an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers in 2009. The Framework aims to facilitate cross-border offerings of Equity Securities and Plain Debt
investment consultant for Napasook has already expired since 31 December 2019. SEC has therefore prohibited her from re-entering as personnel in the capital market business for a period of 10 years
Bangkok, 25 January 2018 ? The SEC is seeking public comments on a draft amendment to the rules governing issuance and offering of derivative warrants (DW) to require additional and continuing
Bangkok, March 2, 2015 The SEC suspended {X1} Company and its financial advisor supervisor, {A}, for deficiency performance in case of a company filing an application, registration statement and
and adequate information in materiality for client?s investment decision making. Following a report on the client?s complaint filed by the Ministry of Finance, the SEC further probed into the case and
information in materiality for client's investment decision making. Following a report on the client's complaint filed by the Ministry of Finance, the SEC further probed into the case and found that {A} gave
business operator. The amended rules have come into force since 1 April 2020. _______________________Note:* ICO Portal is a provider of an electronic system for facilitating the offering of newly issued
Microsoft Word - GSC MD&A 2019_Q4 - Eng 26.02.2020 -Translation- ELCIDGSC003/2020 Date : 26 February 2020 Subject : Clarification on the changes of the year end 31 December 2019 Operating results To
for six months period end 30 June 2019 which has been reviewed by the auditor. The Company would like to clarify the changes of operating results compared to the same period of the year 2018, Net profit
statements for nine months period end 30 September 2019 which has been reviewed by the auditor. The Company would like to clarify the changes of operating results compared to the same period of the year 2018