Rules for Custody of Customer Assets and Essential Details of Custody Agreement
management of information technology systems as well as the security of the information system is an essential issue in order to prevent the risks that may occur from cyber threats. Therefore, SEC has
The Securities and Exchange Commission (SEC) organized a dynamic training program to enhance essential knowledge and investment insights for financial trainers. SEC Secretary-General Pornanong
Limited ("1000X") of transactions occurring with 5,000 wallet addresses on its website, https://www.1000x.live ("1000x.live"). This system was essential for the successful operation of
formal meeting invitation was prompted by the urgency of the matter. The meeting was therefore conducted virtually via telephone instead. Given the significance of the case concerning the duties of listed
investors with additional details essential for informed decision making, and practical for comparative reference.SEC Senior Assistant Secretary-General Prakid Punyashthiti said: ?The proposed revision would
a general approval for individuals who have been ready to perform the duties of PF/DF marketing agents, (2) the relaxation of work system requirements to focus only on those essential for duty
SEC’s 28th Anniversary Celebrations. We have set up two pantries, one at the front entrance and the other at the back ally of the SEC Building, to provide daily essential items such as rice, dry foods
roles in driving and fostering listed companies to operate responsibly in relation to ESG, and exchanged views on good governance practices, which are an essential foundation for creating sustainable
Activities for Enhancing Financial Reporting Quality Framework and Focuses in 2018 Root Cause Analysis Summary of Audit Inspection Results A. Firm Level B. Engagement Level Essential Statistics 49 4412 46 0402