หนี้ไทย ให้แสดงชื่อย่อภาษาอังกฤษ พร้อมทั้งระบุประเภทของหลักทรัพย์นั้นนำหน้าชื่อย่อดังกล่าว เช่น หุ้นจดทะเบียน-BBL เป็นต้น - ในกรณีที่เป็นหลักทรัพย์หรือทรัพย์สินอื่น ให้ใช้ชื่อเต็มภาษาไทย พร้อมทั้งระบุ
the essential issues of the information of such mutual fund rating; (2) having reliable shares holding structure, organization structure, scope of business operation, directors, managers, department
conducts a business placed with trust and accountability from the client who is the owner of money. Consequently, the management should have essential role in prescribing investment management policy under
securities company with an acceptable standard for Operational Control and Security of the information technology of a securities company. The essential of this guideline is compose of: 1. Policy of Security
15% - 20% 5 BBL, PSL, UV, SINGER, NFS 10% - 15% 3 SCC, BROOK, AA 5% - 10% 20 TFB, TASCO, ROINET, TNS, SSC, EGCOMP, CPN, LH, CPL, AH, MATI, NMG, CTW, PATKOL, ROJANA, TUF, SUSCO, RAIMON, KWH, PA น้อยกว่า
refuse to the counter trader. Clause 11. The securities company shall not mislead counter trader about the essential details of securities trading, by refrain from information disclosure, distort
Translation (Translation) PAGE (Translation) -45- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company ___________ By...
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...