capacity. It also highlights the need to disclose and minimize conflicts of interest that may compromise the integrity of proxy advisors, analysts, brokers, rating agencies and others that provide analysis
infrastructure, equipment and financing. Investors’ confidence in the Thai capital market remains positive. Standard & Poor’s (S&P) announcement raising Thailand’s foreign currency sovereign credit rating from
establishment of fund rating agency (FRA) in order to promote comparative data among mutual funds so that investors can get better information that will benefit their investment decisions ● Registered 3,388
greater transparency on the market conditions. The Ministerial Regulation has received approval from the Cabinet and is in the process of becoming effective. ■ Approval for the second credit rating agency
external auditors, rating agencies, advisors, and intermediaries should be able to inform and advise shareholders free of conflicts of interest. Recommendations: Asian jurisdictions should continue to
mechanism of investor protection and the SEC efficiency and integrity. Operational framework and assessment procedures were issued later to facilitate the evaluation of the strategic plan's effectiveness. 1.2
"Inside SEC" program was broadcast on Channel 5 television network. It is on air every other Wednesday between 15.30 to 16.00 hrs. According to AC Nielsen (Thailand) Co., Ltd.'s survey on viewer rating in
enforcement action taken. 6 Statement of Intent (2017) (4) Ensure effective management, monitoring and evaluation, including risk and budgeting management, internal control, adequate financial resources
with respect to securities; (3) evaluation of risks, and their probability, of discontinuity of a computer system relating to clearing, settlement, and depository services with respect to securities, and
financial institutions SOe: state owned enterprise TfRS: thai Financial Reporting standards Thai iod: thai Institute of directors THB: thai Baht TRiS: thailand Rating Information service TSd: thailand