procedures to promote long-term investment and saving through long term equity fund (LTF), reforming the IPO subscription process to ensure fair accessibility for all investors, as well as continuing to
mutual fund selling agents ● Proposed to grant new mutual fund management license to increase a greater number of professionals ● Proposed to amend the Provident Fund Act for provident funds to invest
The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
being an important fund raising tool for businesses that would otherwise have to rely on a more expensive funding from the banking system, is also less risky than equity instrument and can also be a
risks from their operation. The proportion of owner’s equity shall not be less than the total expenses of the business operation over a period of 6 months as shown in the most recent financial statements
selling and buying all types of debt securities with NR through sell-and-buy-back Equity Market 2006 The SET Index moved between 622.14 and 785.38 points during the year with an average daily trading value
demands, and upgrading service support; SEC website : www.sec.or.th 21 Equity Market 2007 In 2007, the SET Index movements were on the uptrend between 616.75 and 915.03 points with an average daily trading
Bangkok, March 22, 2016 ? The SEC is seeking public comments on the proposals to amend several provisions of the Securities and Exchange Act (SEA) B.E. 2535 (1992) and the Provident Fund (PVD) Act
corporate governance frameworks reduce investor confidence, and can discourage outside investment. Also, as pension funds continue to invest more in equity markets, good corporate governance is crucial for
companies are increasingly active in investing abroad. For their own equity to be acceptable in mergers and acquisitions, corporate governance standards must be high. Ownership A defining characteristic of