Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited failed to prepare and submit the result of the structured note, underlied to PTT Exploration and Production

prepare and submit the result of the structured note, underlied to PTT Exploration and Production Public Company Limited ("PTTEP") sale report to the SEC Office within the period specified in the

Sasavat Sirison Between October 8, 2019 and November 4, 2019. Mr. Sasavat Sirison’s wife, changed her Sahakol Equipment Public Company Limited (“SQ”) securities via her nominee's securities

Mr. Somphote Ahunai During 2013 - 2015, (1) Mr. Somphote Ahunai and (2) Mr. Amorn Sapthaweekul, directors and executives of Energy Absolute Public Company Limited ("EA") and subsidiaries in

Mr. Amorn Sapthaweekul During 2013 - 2015, (1) Mr. Somphote Ahunai and (2) Mr. Amorn Sapthaweekul, directors and executives of Energy Absolute Public Company Limited ("EA") and subsidiaries

Mr. Phornlert Techarattanopas During 2013 - 2015, (1) Mr. Somphote Ahunai and (2) Mr. Amorn Sapthaweekul, directors and executives of Energy Absolute Public Company Limited ("EA") and

Meta Corporation Public Company Limited On 11 October, 2017 Meta Corporation Public Company Limited (or Vintage Engineering Public Company Limited) offer for sale newly issued securities in the

Meta Corporation Public Company Limited On 7 March, 2018 Meta Corporation Public Company Limited (or Vintage Engineering Public Company Limited) offer for sale newly issued securities in the

misleading about financial condition, business operation, the price of securities statement related to 12 listed companies that are AEC Securities Public Company Limited ("AEC"), B.Grim Power Public

Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in