specified period. The associations shall prepare a balance sheet once in every twelve-month period, and an annual report on results of the operation to be presented to the general meeting of the associations
in 2. Comply with the SEC regulations. 3. Correcting the misspelling of name 4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an
in 2. Comply with the SEC regulations. 3. Correcting the misspelling of name 4. Changing mutual fund supervisor 5. Reducing mutual fund fees or expenses (2) Amendments that might request an
; (8.2) To maintain the economic and financial stability of the country; (8.3) To maintain the stability of the financial market system. 8.4 Postponement of the redemption payment A mutual fund
; (8.2) To maintain the economic and financial stability of the country; (8.3) To maintain the stability of the financial market system. 8.4 Postponement of the redemption payment A mutual fund
holders, investment decision, or price of the securities might be impacted, the SEC will order the company to have a special audit on such financial statements and report the result of such audit to the SEC
information which might affect the qualifications of the company is concealed. Offering price for PP is lower than IPO after the date of application, the company is prohibited from offering to sell PP at a
> Equity Instrument Regulations SHARE : Detail Content Equity Instruments Regulations on equity instruments are aimed at creating a balance between the protection of investors and effective fund mobilization
the Financia Stability Assessment Program (FSAP) and earned the assessment results on the topic relating to auditing at least "broadly implemented" level 2.8.3 Approval
Financia l Stability Assessment Program (FSAP) and earned the assessment results on the topic relating to auditing at least "broadly implemented" level 2.8.3 Approval Process