sanctions, namely: (1) a civil penalty; (2) a compensation at an equal amount to the benefit received or should have been received from committing an offence; (3) a suspension of securities or derivatives
financial institution established under other laws; (2) have another securities company held its shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the
shares in the amount equal to or exceeding ninety-nine percent of the total paid-up registered capital on the date on which the Securities and Exchange Act B.E. 2535 comes into force ; (3) hold shares of
independence to effectively perform the duties. The criteria for consideration of independence include the followings: FAs' holding shares of an issuer who is a listed company must be less than or equal to 5
of 2018: (1) a compensation at an equal amount to the benefit received or should have been received from committing an offence; (2) a suspension of securities or derivatives trading for up to five
the applicant possesses prohibited characteristics as prescribed; Not appearing that its directors, manager and person holding executive position as a division manager or an equal position responsible
asset value to be equal to or higher than 75% of the minimum net asset value required by laws, which is not below 7,500 million Baht, within one year from the date of selling the infrastructure property
information to investors, and a good disclosure of information should be free flow, namely, investors should have equal access to information. Information must be accurate, reliable, adequate and timely. In
Termination of a trust When a trust sells off the infrastructure assets and is unable to increase the investment to bring to net asset value to be equal to or higher than 75% of the minimum net asset value