Facebook page Environment Thai : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2023)
to connect to Thai language live-translation TCFD: Task force on Climate-related Financial Disclosures ESG : Environment, Social, and Governance CDP: Carbon Disclosure Project (Event Organiser
environment of both the public and private sector remained weak, and private consumption, albeit growing steadily, slowed during the second half of the year. Meanwhile, the Thai economy in 2020 is expected to
Contents Page Executive Summary A 1. Overview of Operating Environment 1 1.1 Global and Thai Economy in the First Quarter of 2018 1 1.2 Banking Industry and Competition 2 1.3 Regulatory Changes 2 2. Risk
considering the balance of three dimensions – economy, society and environment – under good corporate governance, appropriate risk management and effective cost management. Along with this, we have prioritized
Changing business strategy and behaviours The role of investors in the society has been shifted from just profit seekers. They are increasingly interested in minimizing the effect on the environment and
cooperated with the Association of Securities Companies in its issuance of the code of conduct on relationship with clients. Brokers must closely monitor clients’ trades and ensure the quality of advice given
, for example, has changed significantly recently. Since last December, SEC has informed SET to monitor the trading activities of such shares closely to protect investors and prevent distortion of the
will closely coordinate with the SET to monitor stock trading activities and solve the problem in advance. Another aspect of the supervisory task is to improve risk management procedures of securities