Facebook page Environment Thai : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2023)
Facebook page Environment Thai : Unlicensed securities and derivatives business (Disclosure Date : 21/06/2023)
changed • Consider whether the current risk identification approach is still the most appropriate when new approaches or data becomes available Understand the internal and external environment Build a
.......................................................................................... 5 Determining the Initial Approach to a Company ................................................................................................ 7 Tailoring Your Engagement Plan
Contents Page Executive Summary A 1. Overview of Operating Environment 1 1.1 Global and Thai Economy in the First Quarter of 2018 1 1.2 Banking Industry and Competition 2 1.3 Regulatory Changes 2 2. Risk
environment of both the public and private sector remained weak, and private consumption, albeit growing steadily, slowed during the second half of the year. Meanwhile, the Thai economy in 2020 is expected to
suitability for ever-changing market environment. 4.2 Implementation In 2010, the SEC made several improvements in following areas: • Code of governance Reviewed on a yearly basis, the Code of Governance
second-cycle audit inspection with a more robust inspection plan, in response to current audit environment and the deficiencies found during the first cycle. The results, thus far, have shown significant
the preparation of the SET and securities business operators for regional market linkage and competition in the international market arena. Within this forward- moving environment, the SEC also made
wide acceptance and recognition at home and abroad. C Contents Page Executive Summary A 1. Overview of Operating Environment 1 1.1 Global and Thai Economy in the Second Quarter of 2018 1 1.2 Banking