The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund distribution for investors and issuers respectively. The framework enables fund managers operating in a member jurisdiction to offer a CIS constituted and authorised in that jurisdiction to retail investors in other member jurisdictions under a streamlined authorisation process. The Supplemental MoU t...
needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to
state agency or set a short validation period for such ID documents. This may cause some shareholders or their proxies to be rejected from the AGM and may as well impose high costs on foreign shareholders
encouraging progress is a validation of the ACMF’s efforts to promote the sustainable finance agenda in the broader capital market through the Roadmap for ASEAN Sustainable Capital Markets. On connectivity, the
, the SEC and relevant agencies have jointly drafted single form templates as follows: (1) entry form (e.g., an application form) for gathering fundamental information before an intermediary can provide
capital markets. Other key initiatives under ACMF include the ASEAN Trading Link among regional exchanges; the framework for Expedited Entry of Secondary Listings to allow for faster time-to-market for
This proposed amendment to the regulations on qualifications of capital market auditors aims to facilitate capable auditors’ entry into the capital market to perform audit work and to streamline
. Other securities regulators in an ASEAN jurisdiction may be included in the Framework when they meet the entry requirements. ASEAN exchanges with a substantial role in reviewing qualitative listing
เดียวกันอีกด้วยเพื่อให้บรรลุเป้าหมายดังกล่าว ก.ล.ต. จึงได้จัดทำร่างแบบฟอร์มมาตรฐาน โดยแบ่งเป็น 2 ประเภท ได้แก่ (1) แบบฟอร์มมาตรฐานสำหรับเปิดบัญชี (entry form) เพื่อให้ผู้ประกอบธุรกิจใช้ในการรวบรวมข้อมูลเท่า
the counterparties or providing the system or facilitating entry into an agreement or match the order for persons who wish to trade or exchange digital assets. In so doing, Binance has solicited the