/1 Governance of Publicly Traded Company – Section 89/1 to Section 89/32 of the Securities and Exchange Act B.E. 2535: “CHAPTER 3/1 GOVERNANCE OF PUBLICLY TRADED COMPANY SECTION 89/1 In this Chapter
the public in accordance with the provisions under Chapter 3/1: Governance of Publicly Traded Company; (3) any document or information submitted or disclosed to the SEC Office or the shareholders, as
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...
(Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliam...
auditors and additional requirements as specified in the notification of the SEC. In the case where the securities company prepares the supporting documents for entry into accounts or disclose information in
operation of securities exchange including rules relating to financial resources, systems, supervision of members, listed securities, corporate governance, prevention of conflicts of interest, dispute
take any action to protect the interest of its clients. Section 37. In the case where any entry into transactions, business undertaking or any act in relation to digital assets may affect the economic or
is revoked to take any action to protect the interest of its clients. Section 37. In the case where any entry into transactions, business undertaking or any act in relation to digital assets may affect
governance of listed securities issuers; (5) measures to prevent and resolve conflicts of interest; and (6) efficient and fair arrangement for the handling of complaints or disputes. In the case where the SEC