information system, and sold them out after the companies disclosed their financial statements through the SET Information Transmission System. 2. During 16 February 2017 – 10 November 2017, Mr. Warot and
quarter of 2016 to the third quarter of 2017 of seven listed company clients by taking advantage of Mr. Warot’s authorized access to the draft financial statements in the EY information system and the
posted SP sign by the Stock Exchange of Thailand (the SET), failed to prepare and submit the financial statements for the six-month period ended 30 June 2013 to the SEC Office and the SET within August 14
(the SET), failed to prepare and submit the financial statements for the year 2013 ended December, 2013 to the SEC Office and the SET within March 31, 2014. However, the financial statements were later
(the SET), failed to prepare and submit the annual registration statement for the year 2013 (Form 56-1, 2013) to the SEC Office and the SET within March 31, 2014. However, the Form 56-1, 2013 was later
Tongkah Harbour Public Company Limited Tongkah Harbour Public Company Limited (THL), a listed company which is posted SP and NC signs by the Stock Exchange of Thailand (the SET), failed to prepare
of Thailand (the SET), failed to prepare and submit the audited financial statements for the year 2015 ended December 31, 2015 to the SEC Office and the SET within March 31, 2016. However, the audited
C.I.Group Public Company Limited C.I.Group Public Company Limited (“CIG”) prepared and submitted the inaccurate financial statement for the year 2015 to the SET and the SEC on February 29, 2016 and
since the date of the entry of the plaint (26 December 2018) until the payment is made in full; a suspension of trading in securities on the Stock Exchange or the over-the-counter center, or derivatives
with 5% p.a. interest calculated from such amount since the date of the entry of the plaint until the payment is made in full. Moreover, the court ordered the defendants to jointly reimburse court fees