. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
entity established in any other forms as specified in the notification of the SEC. "securities company" means any company, or financial institution licensed to undertake securities business under this Act
organization of foreign government, international organization and juristic person under law of foreign jurisdiction; (4) juristic person established by specific law; and (5) issuing entity established in any
with its use. 2 (4) juristic person established by specific law; and (5) issuing entity established in any other forms as specified in the notification of the SEC.” SECTION 4. The provision of Section 5
management is conducted as an ordinary course of business, in consideration of a fee or other remuneration, excluding the management of investment as specified in the notification of the SEC. SECTION 4. The
prescribe other additional characteristics. Section 21 If the securities offered for sale by the special purpose juristic person are debt instruments which are not debt instruments subordinated to ordinary
condition and the business operation of an entity who is not a securities issuing company and such entity gives consent thereto, the SEC may specify that such entity shall have the joint duty and
regular salary, political official, member of the House of Representatives or member of the Senate and shall not be a person having material interest or stakes in performing duties in accordance with the
นก ำรกำกับ ดูแล หน่ว ยงำ นภำยใ ต้กำรกำกับ ดูแล ข องสำนั กงำน ก .ล . ต. (regulated entity) ในเรืองผูส้อบบัญชีไม่สอดคล้องกัน ในกำรแก้ไข พ.ร.บ.หลกัทรัพยฯ์ ในครังนี จึงมี กำรแก้ไขในส่วนทีเกียวข้องกับกำรกำ