means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license
of investment advisory service which is a legal entity under Clause 1(1) to (5) shall- (1) be able to maintain capital funds and set aside reserve capital in accordance with law controlling business
> Notification-D Notification of the Ministry of Finance SHARE : Detail Content -Unofficial translation- The Notification of the Ministry of Finance Re: Prescription of Type of Legal Entity Eligible to
Science, Chulalongkorn University Current Positions Chairman, PTT Exploration and Production PCL Commissioner Member (Finance) Thailand-Commission Member, OIC Vice Chairman of the Board of Directors
Science, Chulalongkorn University Current Positions Chairman, PTT Exploration and Production PCL Commissioner Member (Finance) Thailand-Commission Member, OIC Vice Chairman of the Board of Directors
held by any legal entity under Sub-clause (1) to (5) in aggregate amount of not less than fifty percent of total shares sold. Clause 3 Where an applicant for securities business license in the category
held by any legal entity under Sub-clause (1) to (5) in aggregate amount of not less than fifty percent of total shares sold. Clause 3 Where an applicant for securities business license in the category
be Major Shareholder • Prescription of Type of Legal Entity Eligible to Apply for Approval on Establishment of Limited Company or Public Limited Company to Undertake Securities Business in the
management; (d) life insurance company under law on life insurance; (e) financial institution or legal entity established under specific law as specified by the SEC; or (f) limited company or public
ติดตามดูแลการกระทำที่อาจก่อให้เกิดความขัดแย้งทางผลประโยชน์(Independent Oversight Entity : IOE ประเภทหลักทรัพย์และอัตราส่วน หลักเกณฑ์สำหรับกองทุนรวมที่เสนอขายต่อผู้ลงทุนที่มิใช่รายย่อย (AI) กองทุนรวม