reference. - ราง - Notification of the Capital Market Supervisory Board No. Tor Jor. 63/2561 Re: Approval Rules on Offer for Sale of Newly Issued Bond of Foreign Entity Denominated in Thai Baht
Section 230 Securities and Exchange Act B.E. 2535 Section 230. Securities companies may jointly establish an association related to securities business with an object of promoting, without seeking
derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages in any derivatives business only with
common control with another entity. performs analytical functions that are necessary for the issuing or monitoring of a credit rating or participates in determining credit ratings, including an employee
Bonds Denominated in Foreign Currency in the Kingdom of Thailand (No. 15) dated 6 March 2017. Clause 3 In this Notification: "Thai entity" means the following businesses under Thai law: (1) a company
that the conversion right shall be applied only to the shares of the issuer; 3. to specific that the conversion price is not relied on any other underlying. Clause 6 The entity shall be granted an
individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages
Participants. TERMS For the purposes of the IOSCO CRA Code:5 under common control with another entity. performs analytical functions that are necessary for the issuing or monitoring of a credit rating or
specified by the SEC Office, accordingly, this Notification states the rules on sufficient disclosure of information in Clause 2 and the amount of units deemed to object the transaction in Clause 3 pertaining
is subject to the court’s receivership order or adjudged by the court as insolvent entity; (2) the issuer is under a liquidation process for dissolution. Clause 11 An applicant would be able to offer