reference. - ราง - Notification of the Capital Market Supervisory Board No. Tor Jor. 63/2561 Re: Approval Rules on Offer for Sale of Newly Issued Bond of Foreign Entity Denominated in Thai Baht

A-1 CODE OF CONDUCT FUNDAMENTALS FOR CREDIT RATING AGENCIES THE BOARD OF THE INTERNATIONAL ORGANIZATION OF SECURITIES COMMISSIONS REVISED MARCH 2015 A-2 CODE OF CONDUCT FUNDAMENTALS FOR CREDIT RATING

the Financial Institutions Businesses Act B.E. 2551 (2008); "foreign entity" means the following businesses under foreign law: (1) a foreign government agency or organization; (2) an international

หนดโดย International Organization of Securities Commissions (IOSCO)” ขอ้ 3 ใหย้กเลิกขอ้ 14 ขอ้ 15 ขอ้ 16 ขอ้ 17 และขอ้ 18 แห่งประกาศคณะกรรมการ ก ากบัหลกัทรัพยแ์ละตลาดหลกัทรัพย ์ท่ี กช. 1/2555 เร่ือง

. The policy is acknowledged and accepted for practices as a part of the organization’s culture. 7. The organization identifies risks to the achievement of the objectives across the entity and analyses

banking business and is under the supervision of an entity which has similar supervision to that of the Office; (4) “Securities business operator” means (a) Any company licensed to undertake securities

such laws to undertake commercial banking business and is under the supervision of an entity which has similar supervision to that of the Office; (4) “Securities business operator” means (a) Any company

Trusts; “foreign entity” means the following entities established under foreign laws: (1) agency or organization of a foreign government; (2) international organization; (3) foreign juristic person

paid-up capital of HECH, Totally amount of Baht 450.00 million (HECH is entity established in Hong Kong and has subsidiary in Thailand, Gold Shores Company Limited (GS) which hold 34.62 percent of total

name of the umbrella fund ________________________________________________________________________ 1 Legal entity refers to the legal form of Thai CIS. CIS in Thailand is set up as a legal entity