of Thailand issued regulations and supervised business operation of securities companies. The Stock Exchange of Thailand oversaw members’ operation pursuant to the rules drafted by the Bank of Thailand
. 60/2561 Re: Rules, Conditions, and Procedure for Outsourcing Functions Related to Business Operation to Third Party The Notification of the Office of the Securities and Exchange Commission No. SorThor
person with proportion or characteristics as specified by the SEC; (2) have honest executives as apparent from working records, who are capable and have experiences beneficial to business operation; (3
, who are capable and have experiences beneficial to business operation; (3) have measure to control and manage risks associated with business operation; (4) have effective measure on internal control
the following orders: rectification of non-compliance operation, restriction of defective business operation, disclosure of improper behaviors, and suspension or revocation of approval, etc
three years preceding the year of filing application toward the date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of
toward the date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of such person or any other law relating to financial
date of obtaining the license, not have criminal records indicating commission of offense under the law controlling business operation of such person or any other law relating to financial business, both
ส่งเสริมวิสาหกิจขนาดกลางและขนาดย่อม (สสว.) สมาคม ธุรกิจเพื่อสังคม (Social Enterprise Association: SE) สมาคมการค้าสตาร์ท อัพ ไทย สมาคมเครือข่ายโกลบอลคอมแพ็กแห่งประเทศไทย SHARE : ContactUs
custodial wallet provider, and other related regulations on the digital asset business operation Starting Date 23/08/2023 - 07/09/2023 เอกสาร Download Download Result Download RIA [{"Filename":"Consultation