data directly from you by collecting from: Seminars/trainings/meetings/hearings/visits to the SEC Office; The Enterprise Content Management System (ECM) of the SEC Office. The SEC Office receives your
, responsible and transparent corporate governance practices. Such analysis should be viewed as an important tool in the process of developing an effective corporate governance framework. To this end, effective
of Commerce, Thai Institute of Directors, State Enterprise Policy Office in the Ministry of Finance, Federation of Accounting Professions, Social Security Office, Government Pension Fund, and
with principles of effective insolvency and creditor rights systems. 6 Jurisdictions should take further steps to complete the insolvency law reform process and improve: (i) the quality and efficiency of
procedures to promote long-term investment and saving through long term equity fund (LTF), reforming the IPO subscription process to ensure fair accessibility for all investors, as well as continuing to
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process is in line with the Capital Market Development Plan in the area of building competitiveness and business sustainability. It is expected to reduce the volume of paper use of the business sector by
-enforcement of market structure, and adoption of principle of good regulations to streamline the regulatory process so that market participants will understand the spirits and objectives of regulations. Finally
contingency plan to ensure seamless operation. The SEC also provided related guidelines for securities companies and was in the process of drafting a business continuity plan regulation in case of IT- unrelated
use. ---------------------- Notification of the Office of the Securities and Exchange Commission Re: Arbitral Process Organized by the Office _____________ With regard to the Office’s providing of the