{A} had solicited a client to invest in derivatives products by guaranteeing returns; the client agreed to the deal and allowed him to make investment decisions on the client's behalf. Later, he was
Repo service to ordinary persons categorized as institutional investor to proceed in the same manner as with non-institutional investors. For example, securing a risk management system related to
. For example, data storage system, management system and custody of client assets. This is to promote flexibility in business operation while ensuring that supervisory guidelines are appropriate and
opportunities, while ensuring that investors would benefit from having professional investment consultants or investment planners provide securities and derivatives trading services according to investors? pre
ensuring that listed companies are capable of fully complying with relevant criteria, and sufficiently supporting investment decisions. Moreover, financial advisors give opinions to shareholders when listed
digital tokens. The ICO portal's duties include performing due diligence on the characteristics of digital tokens to be offered and qualifications of issuer, and ensuring completeness and accuracy of
under the regulations of the Capital Market Supervisory Board.?Independent directors play a vital role in ensuring corporate governance of business operators and utmost interest of customers. The SEC
withdrawn to repay the loan debt to TRITN in Case 1 Case 4: Misappropriating TRITN's money through transactions with VBB for securing locations for the billboards The persons under (1) ? (3) were assisted by
literacy, while ensuring investor protection. These efforts aim to build financial resilience and financial well-being for the people, especially during their retirement years, in line with the WIW 2023
developments of business operators while ensuring appropriate investor protection. The GEMC meeting also agreed to the holding of the Outreach Program for Sustainable Financing in Emerging Markets by the