step ensures that the measure to be taken is appropriate, practical and respectful to stakeholders’ rights ​6. ​The proposed rule is considered by the relevant sub-committee ​ ​The sub-committee members

activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the

depending on the severity of the case. If the penalized party disagrees with the SEC order, an appeal can be filed. Administrative sanction ensures that supervision will proceed stringently and efficiently

depending on the severity of the case. If the penalized party disagrees with the SEC order, an appeal can be filed. Administrative sanction ensures that supervision will proceed stringently and efficiently

Office ensures that the service provided by the cloud provider is reviewed on a regular basis.  As for hard copy documents and printed materials, the SEC Office scans hard copy documents and printed

an IT resource allocation policy that ensures adequate and optimal investment in and allocation of IT resources.  5.4.2  The board should ensure that the company’s risk management includes IT risk