additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing orders of the investment units. 19.3 The case of
additions, the investment consultants/investment planners shall ensure that the potential clients are informed of the action taken before accepting purchasing orders of the investment units. 19.3 The case of
value of the Infra Trust, a sale offer shall be made only to high net-worth investors (purchasing trust units ≥ 10 million Baht) Investment in infrastructure assets directed for benefitting the public on
value of the Infra Trust, a sale offer shall be made only to high net-worth investors (purchasing trust units ≥ 10 million Baht) Investment in infrastructure assets directed for benefitting the public on
. Regulatory Summary Main Duties of a Trustee Ensure that the trust deed is executed in compliance with the laws Appoint a trust manager Prepare a trust property account in separation from any other accounts
of financial report to ensure that public disclosure of financial report is accurate, transparent, useful to the investors and prepared in compliance with international standards. In so doing, the
mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure
especially those in connection with listed companies and intermediaries such as securities houses have been known to have gigantic impacts even on the global market. To ensure the financial statements of those
Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with the policy or the supervisory rules in effect at the time or to ensure the interest of
Management of Mutual Fund 1. Authority of the SEC To ensure that the management of a mutual fund is in accordance with the policy or the supervisory rules in effect at the time or to ensure the interest of