August 2023, whereby most respondents agreed and gave suggestions on matters such as determination of qualifications of the association applying for approval to ensure that the association has knowledge
business on their behalf in order to ensure that the delegation is duly carried out. SEC has made the public hearing document available at www.sec.or.th/hearing. Related persons and interested parties
monitor, control, and manage risks to ensure that these risks can be handled; (3) sufficient funding, appropriate systems and rules for membership and supervision of members to ensure efficient securities
/pb_ar_2004.pdf Annual Report 2003 Other Related Entities in order to Ensure Confidence of the Investing Public ● Supervision of Market Intermediaries - Securities Companies - Asset Management Companies
further ensure that management of investment money would be for the best interest of investors by introducing an oversight mechanism, either for independent body or person, to undertake the supervisory role
deposit/withdrawal service for digital assets with professional care to increase protection of its clients’ assets and ensure continuing services https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9552
or trade digital assets via BX.in.th website investor protection in this regard, the SEC has set up a special investor support team to ensure assistance and advice on withdrawal, receipt of returned
for digital assets with professional care to increase protection of its clients’ assets and ensure continuing services https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9552 SEC issues regulation