continued to strengthen its cooperation with foreign securities regulators and relevant agencies to ensure successful implementation of policies and strategic plans and compliance with international standards
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
criminal fines from offence cases under the law enforcement are to submit to the Ministry of Finance as revenue to the country. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
Tripipat Assistant Secretary-General (Enforcement) e-mail : pattana@sec.or.th Tel. : +66 2033 9967 Ms. Rachamarn Suchitchon Assistant Secretary-General (Organizational Management) e-mail
Corporate Governance Principles of the Organization for Economic Co-operation and Development (OECD), which cover six areas as follows: 1. Enforcement and CG framework 2. Rights of shareholders 3. Equitable
Corporate Governance Principles of the Organization for Economic Co-operation and Development (OECD), which cover six areas as follows: 1. Enforcement and CG framework 2. Rights of shareholders 3. Equitable
ชอบระดบันโยบายในภาพรวม ท่ีมีขั้นตอนท่ีชดัเจน โปร่งใสและตรวจสอบได ้ 2.6 ในการบงัคบัใชก้ฎหมาย (law enforcement) ไม่วา่จะเป็นการด าเนินการทางบริหาร (administrative sanction) หรือการด าเนินการทางอาญา
; and the SEC Office executing the supervisory policy to ensure compliance with and enforcement of the rules and regulations. To enable stakeholders to realize what they can expect from the work of the
of illegal practices in securities and derivatives markets. - enforcement authority and effectiveness: civil actions for major violations, and support of class action under The Civil Procedure Code