that may arise from the enforcement of this Act. SECTION 9 The SEC Office shall have the power and duty to perform any act necessary for the implementation of the SEC’s resolutions and to perform any
prescription of guidelines for consideration of any issues that may arise from the enforcement of this Act. SECTION 9 The SEC Office shall have the power and duty to perform any act necessary for the
) the prescription of guidelines for consideration of any issues that may arise from the enforcement of this Act. UNOFFICIAL 3 SECTION 9 The SEC Office shall have the power and duty to perform any act
issues which many arise from the enforcement of this Act. SECTION 10. In cases where it is necessary to maintain economic stability or protect the public interest or investors, the SEC shall have the power
the duties in accordance with this Emergency Decree. “ Minister ” means the Minister in charge of the enforcement of this Emergency Decree. Section 4. The Minister of Finance shall be in charge of the
appointed by the Minister to execute the duties in accordance with this Emergency Decree. “Minister” means the Minister in charge of the enforcement of this Emergency Decree. Section 4. The Minister of
known that such person would use such information for placing, modifying or cancelling trading orders of securities or derivatives related to such securities before the execution of the client’s order is
14 of the Securities and Exchange Act B.E. 2535: “(4/1) the prescription of a guideline for consideration of any problematic issues which may arise from the enforcement of this Act.” SECTION 8. The
capital market and the execution of transactions related to the capital market are efficient, transparent and protect investors’ interest, and to accommodate changes in the capital market and the