Acceptance and Continuance of Client Relationships and Specific Engagements  Engagement Performance ​ Resources  Information and Communicatio​ n Monitoring and Remediation Proces  ​ Regulatory Summary of

รับและการคงไว้ซึ่งความสัมพันธ์กับลูกค้าและงานที่มีลักษณะเฉพาะ (Acceptance and Continuance of Client Relationships and Specific Engagements) การปฏิบัติงาน (Engagement Performance)​ ทรัพยากร (Resources

operation after the SEC Office, having completed its inspection, is of the view that the licensee has already provided arrangements for its operational system and human resources promptly for operating

operational system, human resources and working capital promptly for operating securities business in the category of mutual fund management as specified in Clause 3 or Clause 4, as the case may be. Clause 12

operational system and human resources promptly for operating securities business in the category of mutual fund management as specified in Clause 3. Clause 11 The licensee to operate securities business in the

securities business operation after the SEC Office, having completed its inspection, is of the view that the licensee has already provided arrangements for its operational system, human resources and working