business operation and enhancing investor protection, the SEC and the Department of Insurance signed the Memorandum of Understanding (MOU) on cooperation in supervising the issuance and offering of unit
highlight investor protection measures through our proposal of the draft Amendments to the SEA, which were approved by the National Legislative Assembly in December. We also put forward other legislations
expects that this will contribute to the comprehensive utilization of capital market benefits. However, the SEC’s role does not involve preventing investor losses or ensuring compensation in the event such
, professional, business and investor associations opened up active channels to voice concerns, comments and suggestions regarding the issues of impacts on market participants and the capital market at large. Such
development by enhancing the performance of companies and increasing their access to outside capital. The OECD Principles of Corporate Governance provide the framework for the work of the World Bank Group in
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SEC Search Search From : Home > Search > Search Results search: Public Information System Investor Alert ( 367 ) SEC_News ( 348 ) Enforcement ( 97 ) List of Approved persons / Licensees ( 40 ) Public
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Expansion of Investor Base and Distribution Channels Coupled with Promotion of Investment Culture ■ Additional Mutual Fund Management Licenses to Promote Professional Management in the Thai Capital Market