information to restructure the contribution in such conditions as may be beneficial to the executives. The purchase date must be clearly specified in order to avoid any doubt whether internal information is
) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and announcement of the NAV and investment unit values of closed-end funds (5) Calculation and
management company shall organize knowledge enhancement or training sessions for their fund managers and related officers at a minimum of once a year. Authority of the SEC Fund managers Mutual fund performance
) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and announcement of the NAV and investment unit values of closed-end funds (5) Calculation and
management company shall organize knowledge enhancement or training sessions for their fund managers and related officers at a minimum of once a year. Authority of the SEC Fund managers Mutual fund performance
fair shareholding structure; Directors, executives and major shareholders do not have conflict of interests or there are adequate measures to manage conflicts of interest; There is no reason to doubt
years record must not contain doubt that information in filing and application is inaccurate or incomplete, or that important information which might affect the qualifications of the company is concealed
. - enhancement of supervision on securities exchange through Amendment to the Securities and Exchange Act. (3) Principles maintaining high grade: 15 Principles - Maintaining Fully Implemented o Collective
. - enhancement of supervision on securities exchange through Amendment to the Securities and Exchange Act. (3) Principles maintaining high grade: 15 Principles - Maintaining Fully Implemented o Collective
-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As of October 2020) Related Rules and Regulations Inbound