) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and announcement of the NAV and investment unit values of closed-end funds (5) Calculation and
management company shall organize knowledge enhancement or training sessions for their fund managers and related officers at a minimum of once a year. Authority of the SEC Fund managers Mutual fund performance
) Organization of knowledge enhancement or training sessions for fund managers and related officers. (4) Calculation and announcement of the NAV and investment unit values of closed-end funds (5) Calculation and
management company shall organize knowledge enhancement or training sessions for their fund managers and related officers at a minimum of once a year. Authority of the SEC Fund managers Mutual fund performance
affected by tort, breach of contract or damage derived from a violation of specific law, to protect the injured persons. Accordingly, the principle of Class Action has been enacted as part of the Civil
affected by tort, breach of contract or damage derived from a violation of specific law, to protect the injured persons. Accordingly, the principle of Class Action has been enacted as part of the Civil
or trading documents Contract, trading order, confirmation note, etc. 3 Suspicion of fraud or embezzlement by listed company’s executive(s). ● Name of executive and related person/name of company
. - enhancement of supervision on securities exchange through Amendment to the Securities and Exchange Act. (3) Principles maintaining high grade: 15 Principles - Maintaining Fully Implemented o Collective
. - enhancement of supervision on securities exchange through Amendment to the Securities and Exchange Act. (3) Principles maintaining high grade: 15 Principles - Maintaining Fully Implemented o Collective
or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons Disclose inside information to the other persons, either directly or indirectly and by