also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm. As such, the auditing must be carried out
resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
information to the investors, representing the financial position and operating performance of the entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the
and title of executives / company's secretary Selection of directors and executives Remunerations Corporate governance (CG) / control of usage of internal information The total number of staff, number
price is discounted from the market price) 2. Agenda of the meeting : request for approval of each director / staff 3. the shareholders' resolution: three-fourths of the total voting rights + not more
trust can sell units to high net-worth investors or general investors (in case of selling to retail investors, listing of the units in the Stock Exchange is required to enhance the liquidity). In case
are to support businesses of different models; enhance competitiveness for the intermediaries; suit respective risk types of different business activities; lessen unnecessary burdens on the business
business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years. Relaxation of this requirement is in the case where the person is retired as a
a staff of the appraisal company in capital market. Qualifications of appraisers "Appraisal company in capital market" means a juristic person having narmal business purpose to value any asset and