SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
=title_th_default&start=10&rows=10 11 - 20 of 4,102 results Sort by: Relevance Date (Newest) Date (Oldest) SEC public hearing on proposed amendments to Digital Asset Business Law to enhance suitability for the
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require a securities clearing house or central securities depository to perform by itself, and which are necessary to enhance its business operation efficiency, the securities clearing house or central
changing international accounting principles. In developing market infrastructure to enhance local players' competitiveness on the global arena, the SEC encouraged securities companies to initiate novel
as the reform of market institutions and infrastructure to enhance their effectiveness and efficiency. Furthermore, the Plan gives high priority to the systematic promotion of good governance in all
enhance rules that prohibit board members, key execu- tives, controlling shareholders and other insiders from taking business opportunities that might otherwise be available to the company. At a minimum