world, has enhanced the SEC’s ability to cooperate and request information from other jurisdictions, which will ultimately enhance the SEC’s enforcement capabilities. This reflects SEC’s continued
formulated the SEC Strategic Plan for 2024 – 2026 to set the direction for the supervision and development of the Thai capital market in order to enhance confidence and sustainability within the nation. The
establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
-operation and the Exchange of Information (IOSCO MMoU), which helps to enhance preventive and deterrence measures of illegal practices in securities and derivatives markets. - enforcement authority and
Underwriter: LBDU) เพื่อให้สามารถ กากับดูแลตามระดับความเสี่ยงได้อย่างมีประสิทธิภาพยิ่งข้ึน โดยปรบัปรงุแบบประเมนิตนเอง (Self-Assessment Questionnaire: SAQ) ในส่วนของการรายงานธุรกรรมสาคัญ (Significant Activity