Capital The objectives for the determination of minimum paid-up registered capital are to support businesses of different models; enhance competitiveness for the intermediaries; suit respective risk types
entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality
at both individual auditor level and firm level. In order to enhance quality and reliability of the financial disclosure system of the entities and auditors, the SEC has revised the rules on approval
SEC has revised rules on granting approval of auditors in its continuing efforts to enhance audit quality of financial statements of entities under the SEC oversight to ensure confidence on financial
, namely: Administrative order issued in accordance with the governing laws when a regulated person fails to maintain qualifications, has a prohibited characteristic, performs duties defectively, or fails to
in that class. (4) In the case that a unit class is without any unitholders, the mutual fund management company may maintain the class. If the investment units in that class are subsequently on offer
in that class. (4) In the case that a unit class is without any unitholders, the mutual fund management company may maintain the class. If the investment units in that class are subsequently on offer
benefits from the property Manage the trust according to the trust instrument and relevant laws Calculate and disclose the asset value of the trust and the units Maintain the property in a ready condition
days consecutively in the following cases : (8.1) To protect the interests of the unitholders; (8.2) To maintain the economic and financial stability of the country; (8.3) To maintain the stability
days consecutively in the following cases : (8.1) To protect the interests of the unitholders; (8.2) To maintain the economic and financial stability of the country; (8.3) To maintain the stability