> Secondary Market and Related Entities > Association related to Securities Business Regulations SHARE : Detail Content Related Associations The securities companies may jointly establish a non-profit
provision is to ensure that CFOs and chief accountants will consistently enhance their knowledges and competency. In this connection, the SEC issued a practice guideline in attending the training sessions as
Secondary Market/Securities Registrar Association related to Securities Business Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business Operators Registered
principles or international standards. 3.2 Presribes by the Association of Asset Management Companies (AIMC) prescribes with the approval by the SEC. ( Notification of the Association of Investment Management
โดยปัจจุบันมีสมาคมเกี่ยวเนื่องกับธุรกิจหลักทรัพย์ 3 แห่ง ได้แก่ สมาคมตลาดตราสารหนี้ไทย (Thai Bond Market Association) สมาคมบริษัทหลักทรัพย์ไทย (Association of Thai Securities Companies) สมาคมบริษัท
○ Merger ○ Notifications of the Association of investment Management Companies ○ Others • Private Fund Management ○ Execution of Agreements for Management and Management of Private Fund
resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
enhance audit quality of financial statements of entities under the SEC oversight to ensure confidence on financial reporting disclosed to the public. The SEC requires the auditor in the capital market to