standards. 2 Statement of Intent (2017) The capital market plays an important role in society and the national economy. The SEC, as a capital market regulator, strives to enhance the wellbeing of people by

and market participants ● Propose an amendment to the SEC Act to enhance investor protection ● Propose a Law on “Trust” to facilitate transactions in the capital market ● Propose a Law on “Class Action

6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievements in 2007 Appendices Organizational Structure Message from the Chairman Message from the Secretary

...................................................................................... Capital Market Overview Market Review ....................................................................................................................... Action Plan and Significant Events Strategic

compliance with proper standards of practices and ethical code of conduct ● Developed law or system to enhance investorsû rights and protection such as trust law, class action, and arbitration procedure

, protection of investors? rights, and/or good governance, and (3) granting the SET Board of Governors the power to allow trading access to non-members of SET, which would enhance SET to have flexibility in its

-regulation and the costs from unintended consequences of policy action. 8 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL © OECD 2011 underpinned by a stock-taking exercise of progress

Arbitration Procedures Investigation of Possible Contraventions of the SEC Act B.E. 2535 (1992), Procedure for Investigation, and Criminal Action Procedure Summary of Settlement and Legal Actions in the Year

can also be pursued through private action, and the effective balance between public and private enforcement will vary depending upon the specific features of each jurisdiction. Corporate governance

require a securities clearing house or central securities depository to perform by itself, and which are necessary to enhance its business operation efficiency, the securities clearing house or central