must be clearly specified in order to avoid any doubt whether internal information is used to the benefit of the executives. The program must be administered by an intermediary, such as a securities
there are adequate measures to manage conflicts of interest; There is no reason to doubt that the management mechanism will be unable to protect the rights of the shareholders or to treat the shareholders
the SET 5. Other criteria Criteria for authorizing IPO The past five years record must not contain doubt that information in filing and application is inaccurate or incomplete, or that important
i.e. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As
. protection seller CDS; Please note that this is a non-exhaustive list of restricted assets. Hong Kong Covered Management Companies are encouraged to consult the SFC if in doubt on any issues. (As of October
features, as well as the control of rights to the computer center. In the case of data retained on the Cloud, the SEC Office has engaged a cloud provider with acceptable standards. In addition, the SEC
Plan 2021 – 2025 is the current plan guiding the ACMF over a 5-year period. The ACMF received technical assistance from the Asian Development Bank (ADB) and engaged all ASEAN stakeholders in order to