; and 2. Debt in the amount of THB 650,000,000. Furthermore, in order to facilitate the implementation of the Project, the Board of Directors’ Meeting has resolved to authorized the Chief Executive
, including the legal due diligence, use of the intellectual property in relation to the project and the execution of the shareholders agreement, provided however that the Transaction will be completed within
that may arise from the enforcement of this Act. SECTION 9 The SEC Office shall have the power and duty to perform any act necessary for the implementation of the SEC’s resolutions and to perform any
) the prescription of guidelines for consideration of any issues that may arise from the enforcement of this Act. UNOFFICIAL 3 SECTION 9 The SEC Office shall have the power and duty to perform any act
Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval process, and other requirements 12 Appendix 1: Recognised ACMF member countries for ACMF Pass framework 13
elements of the financial reporting ecosystem, from better education and training to more rigorous monitoring and enforcement. And it is only when the appropriate processes are in place and the people
Officers SEC Governance Capital Market Development ASEAN Capital Markets Integration Progress in the Implementation of Capital Market Development Master Plan 2010-2014 SEC Strategic Plan 2010-2012 Thai
large part consistent with the SEC’s Strategic Plan and policy since the SEC is a major driver of the Master Plan. In this past year, the SEC has been active in imposing rigorous supervision/enforcement
Corporate Finance 33 Broker-Dealer 36 Asset Management 43 Investment Adviser 48 Enforcement 53 Market 57 International Cooperation 60 Corporate Affairs Appendices 63 Capital Market Performance 2002-2004 69
issues which many arise from the enforcement of this Act. SECTION 10. In cases where it is necessary to maintain economic stability or protect the public interest or investors, the SEC shall have the power