unitholders in the case of a mutual fund of which investment units are classified: 1) Requesting a resolution on a matter that affects unitholders in all classes: (A) A matter that equally affects unitholders
unitholders in the case of a mutual fund of which investment units are classified: 1) Requesting a resolution on a matter that affects unitholders in all classes: (A) A matter that equally affects unitholders
Consent of Audit Firm) .pdf file | .doc file 3. Form 61-3 (Notification for Change of Audit Firm) .pdf file | .doc file 4. Background and Details of Applicant Requesting Approval .pdf file
on the unitholders. (3) A resolution of the unitholders, pursuant to rules specified in the scheme and the commitment, is obtained. (4) In requesting a resolution of the unitholders, the mutual fund
on the unitholders. (3) A resolution of the unitholders, pursuant to rules specified in the scheme and the commitment, is obtained. (4) In requesting a resolution of the unitholders, the mutual fund
stakeholders " Our mission is : “To assure conducive environment for a fair, efficient, dynamic and inclusive capital market" ____________________________ * The SEC represents the whole organization of the
. Data subjects are entitled to the rights stated above. Therefore, data subjects may request the SEC Office to comply with the rights stated above by requesting the SEC Office via the link Request to
, requesting information from the audit oversight authority that the applicant registers with, or requesting the applicant for more information or clarification. The SEC will notify the applicant of the result
50,000. In considering the application, the SEC will verify the information as described in the application form and supporting documents. The process may include, but not limited to, requesting