interest rate or floating interest rate; (3) in case of accepted, aval, endorsed, or guaranteed debt instruments, such acceptance shall be unqualified, aval shall be given as to the whole amount, endorsement
dishonest intent: O Yes (please specify) For example, the final judgement of the court …...…………….….., Lawsuit case, Black No. .…..…/25.. and Lawsuit case, Red No. ...……/25.. Between .…………….………. and
__________________________________________________________________ 3.2 ระบบป้องกันและตรวจสอบการลงทุนเพื่อบริษัทหลักทรัพย์โดยไม่ได้รับอนุญาต (unauthorized proprietary trading) 4.2.1 มีการกำหนดลักษณะธุรกรรมสุ่มเสี่ยง (red flags) เพื่อการติดตามตรวจสอบอย่างใกล้ชิด ( มี
personnel in the capital market business or director of the derivatives exchange or the derivatives clearing house . Clause 37 The SEC Office, by obtaining an endorsement from the Capital Market Supervisory
. Clause 37 The SEC Office, by obtaining an endorsement from the Capital Market Supervisory Board, shall appoint a committee to [i] consider facts and evidence as well as propose opinions to the SEC Office
) or (3) to (10); (3) the government sector and state enterprises under the law on budgeting or other juristic persons incorporated by a specific law; (4) the Thai Red Cross or other foundations for the
certificates representing the rights to purchase debentures issued in accordance with Section 33 shall be valid upon delivery of such securities with the endorsement of transfer by a person having his name as