; (6) private fund management; (7) other businesses relating to securities as specified by the Minister upon recommendation of the SEC. "securities brokerage" means brokering or representing any person
service; (4) securities underwriting; (5) mutual fund management; (6) private fund management; (7) other businesses relating to securities as specified by the Minister upon recommendation of the SEC
of a license and granting of an approval under this Act. In cases where an application for a license or for an approval is refused, the applicant shall be notified of the reasons therefor.” SECTION 5
Office shall issue the notification to the general public stipulating the period for consideration and making order with respect to issuance of license, acceptance for registration and grant of approval
the Minister under the recommendation of the SEC. “ digital asset exchange ” means a center or a network established for the purposes of trading or exchanging of digital assets, which operates by
businesses relating to digital assets as prescribed by the Minister under the recommendation of the SEC. “digital asset exchange” means a center or a network established for the purposes of trading or
regulations regarding internal administration or as prescribed by the SEC, the SET must arrange a hearing for members, investor or stakeholders, and get approval by the SEC. 3. Supervision of the Securities
the Cabinet’s resolution upon recommendation of the SEC, as advised by the SEC, due to gross https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-secact.doc (Translation) trust property
to the general public stipulating the period for consideration and making of order with respect to the issuance of license and granting of approval under this Act. SECTION 6 All rules, regulations
The SEC and the SEC Office shall issue a notification to the general public stipulating the period for consideration and making of order with respect to the issuance of license and granting of approval