possessing the prohibited characteristics as specified in Chapter 3; (c) having obtained an approval from the SEC Office prior to performing function, except for any of the following cases: 1. the intermediary
in Chapter 3; (c) having obtained an approval from the SEC Office prior to performing function, except for any of the following cases: 2 Amended by the Notification of the Capital Market Supervisory
budget of Baht 2,075,000, in accordance with the recommendation by The Audit Committee, as follows : 1. Mr. Manoon Manusook certified public accountant registration no. 4292 and/or 2. Mr. Choopong
Securities and Exchange Commission No. Sor Shor. 26/2558 Re: Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards
to undertake securities business under the first paragraph may be commenced after having been given an approval of the Minister upon the recommendation of the SEC. A merger of securities companies
prior approval from the SEC Office, the SEC Office hereby specifies the rules related to approval for outsourcing function related to business operation to a third party as follows: Clause 1 In this
service; (4) securities underwriting; (5) mutual fund management; (6) private fund management; (7) other businesses relating to securities as specified by the Minister upon recommendation of the SEC
Ministers and Central Bank Governors meeting in Ankara 4-5 September for endorsement as joint G20/OECD Principles and transmission to the G20 Leaders Summit in November 2015. The revised Principles maintain
unable to perform REIT manager’s function under Chapter 2 efficiently and reliably, if the applicant obtain an approval to be a REIT manager. 4 Clause 12 In case an applicant is a company as specified in