regulations and reviewed operations of securities firms to ensure that they have work systems in place to manage securities trading orders, including short selling transactions by their clients. This oversight
identify and manage potentially material environmental and social risks associated with the projects. Issuers are encouraged to position this information within the context of the issuer’s overarching
activities that pose a negative social impact related to alcohol, gambling, tobacco and weaponry are excluded from the ASEAN SBS. Issuers are also encouraged to develop a list of additional ineligible projects
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
invitation to manage the affairs of a company or preclude a decision to sell a holding, where this is considered in the best interest of clients or beneficiaries. 2 The UK Stewardship Code (September 2012
criteria or any other process applied to identify and manage potentially material social and environmental risks associated with the projects. Issuers are encouraged to position this information within the
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
designated by the Issuer throughout the tenure of the ASEAN Green Bonds. • Encourage More Frequent Reporting In addition to annual reporting, Issuers are encouraged to provide more frequent periodic reporting
. Implementation 34 5. Moving Forward 35 THE INVESTMENT GOVERNANCE CODE PRINCIPLES Principle 1 Adopt a Clear Written Investment Governance Policy 37 Principle 2 Properly Prevent and Manage Conflicts of Interest and
encouraged customer’s spending through AEON credit cards. The Company launched a special campaign “AEON 25 th Years Anniversary 25 Cars” to celebrate our success and thanks to all customers for their support