Kong laws and 8 A disclosure requirement in Annex A to this circular would be considered met if the relevant disclosure is already included in the prospectus approved by the SEC. The Thai Covered Fund
met if the relevant disclosure is already included in the prospectus authorised by the SFC. The Hong Kong Covered Entity does not need to duplicate the disclosure in the Thai covering document. 8 For
Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation dated 20 January 2021, as amended from time to time
Summary of Rules on Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People’s Republic of China and Thailand (HK-TH MRF) 1. Offerings for sale of Hong Kong Covered
Companies’ business operations included: The Emergency Decree on Digital Asset Businesses, B.E. 2561 (2018 https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201808/18080266.pdf Enclosure 4
Companies’ business operations included: The Emergency Decree on Digital Asset Businesses, B.E. 2561 (2018 https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201808/18080266.pdf Enclosure 4
. *Adopt a plan to remediate in 3 years* 2. Check the coverage Define activities from the breakdown, use the Section 4 of the Thailand Taxonomy. Covered under section 4.1.1 Covered in Red List (section 4.3
Checklist for Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand (HK-TH MRF) Application Form Name of Hong Kong Covered Fund
Name of Hong Kong Covered Fund: _____________________________________________ Name of Hong Kong Covered Management Company: ___________________________________________________________________________
included investment advisory services and private fund management. In addition to keeping up with the fast pace of financial innovation, the draft amendment would reduce burdens on the qualified business